Compliance made simple for small businesses
Most small businesses can't justify an in-house compliance manager or a bespoke annual consultant fee. is a cost-effective, self-serve way to see where you stand and keep your compliance records in one place.
Take the free Health Check See the platform
The free Health Check is for financial advice firms (see the full offer). The platform tools below suit any small business.
Built for your business
Financial advice providers Live now
A full Health Check and obligations register built for FAP licence holders and their advisers.
Other industries Growing
The risk, policy, supplier, continuity and incident tools already work for any small business. Tell us what you need next.
Everything in one place
Your policies and procedures, risks, suppliers, continuity plan, incidents and complaints, with owners, review dates and evidence.
For any small business
Risk register
Record your risks, score them on a risk matrix, and track the actions that bring them down.
Policies & procedures
Keep your policies and procedures together, with versions, owners and review dates.
Suppliers & outsourcing
List the suppliers you rely on, rate their risk, and hold their contracts and checks.
Business continuity
Build a plan from a short impact analysis, then record its review and tests.
Incidents & complaints
Record each complaint, incident and privacy breach, and keep the evidence.
Extra tools for financial advice firms
Obligations register
A ready-made register of obligations, each with an owner, evidence and a red-amber-green status.
CPD & development plans
Each adviser's annual plan, CPD activities and evidence, with manager sign-off.
AI audit of policies & procedures
An AI-assisted check of your policies and procedures, with your responses and actions tracked and signed off.
Compliance calendar
Never miss a review, test or deadline, with due-soon and overdue flags.
Skills & expertise
See the skills your firm needs against who holds them, and plan how to close the gaps.
Advice Review with AI On request
AI-assisted review of client insurance advice files (life, fire and general), against the standard you choose. A person confirms every finding.
How it works
1. See where you stand
Answer plain-English questions and get a score, with the biggest gaps highlighted.
2. Keep your records
One place for your obligations, policies, key dates, risks, incidents, suppliers and continuity plan.
3. Get expert help
When you want more than software, our consultancy can review your records and controls, or help with a project.
What we don't do
- We don't give legal advice, and doesn't replace your own responsibilities.
- The Health Check and platform support your compliance. They don't certify it.
- AI output is always labelled as AI, and serious issues like complaints or breaches go to a person.